| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | 證券交易 | 2024-03-04 | - |
| Rep | 提供資產管理 | 2024-02-05 | - | |
| ExodusPoint Capital Management Hong Kong, Limited | Rep | 提供資產管理 | 2023-08-14 | 2024-01-31 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2022-06-02 | 2023-07-08 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-06-02 | 2023-07-08 |
| Alphadyne Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2020-04-24 | 2022-05-13 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-09-03 | 2020-03-20 |
| Rep | 證券交易 | 2018-09-03 | 2020-03-20 | |
| Rep | 就期貨合約提供意見 | 2018-03-08 | 2020-03-20 | |
| Rep | 期貨合約交易 | 2018-03-08 | 2020-03-20 |
已採集記錄中暫無金管局登記。