| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-03-17 | - |
| Rep | 證券交易 | 2023-03-17 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-03-17 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 證券交易 | 2021-11-02 | 2023-03-14 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2020-06-12 | 2023-03-14 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2017-04-19 | 2021-11-02 |
| Rep | 就證券提供意見 | 2017-04-19 | 2023-03-14 | |
| BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | 就證券提供意見 | 2009-08-28 | 2010-08-25 |
已採集記錄中暫無金管局登記。