| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED | Rep | 就證券提供意見 | 2018-09-03 | 2026-08-31 |
| Rep | 提供資產管理 | 2018-09-03 | 2026-08-31 | |
| Rep | 證券交易 | 2018-09-03 | 2026-08-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2009-08-10 | 2010-09-30 |
| Rep | 就證券提供意見 | 2009-08-10 | 2010-09-30 | |
| Rep | 證券交易 | 2009-08-10 | 2010-09-30 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2009-08-10 | 2010-09-30 |
| Rep | 就證券提供意見 | 2009-08-10 | 2010-09-30 | |
| Rep | 證券交易 | 2009-08-10 | 2010-09-30 |