| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2015-08-21 | 2015-08-26 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2015-08-21 | 2015-08-26 |
| China Securities (International) Brokerage Company Limited | Rep | 證券交易 | 2013-12-11 | 2014-09-01 |
| Realord Asia Pacific Securities Limited | Rep | 證券交易 | 2011-11-25 | 2013-03-25 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2011-03-07 | 2011-03-11 |
| Telecom King Securities Limited | Rep | 證券交易 | 2009-08-17 | 2011-02-24 |