| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FB SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2016-04-01 | 2021-05-31 |
| RO | 證券交易 | 2016-04-01 | 2021-05-31 | |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 就證券提供意見 | 2011-04-29 | 2011-09-14 |
| Rep | 證券交易 | 2009-11-12 | 2011-09-14 | |
| WORLDWIDE BROKERAGE LIMITED | Rep | 證券交易 | 2009-09-21 | 2009-11-09 |