| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 證券交易 | 2019-11-14 | 2020-07-03 |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2019-11-14 | 2020-07-03 |
| Rep | 證券交易 | 2019-11-14 | 2020-07-03 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2019-10-22 | 2020-07-03 |
| China Securities (International) Asset Management Company Limited | Rep | 就證券提供意見 | 2018-03-12 | 2019-09-09 |
| Rep | 提供資產管理 | 2018-03-12 | 2019-09-09 |