| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2019-01-30 | - |
| Rep | 證券交易 | 2019-01-30 | - | |
| Rep | 期貨合約交易 | 2011-10-19 | 2013-06-13 | |
| Rep | 證券交易 | 2011-10-19 | 2013-06-13 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2009-08-31 | 2011-05-07 |
| Rep | 期貨合約交易 | 2009-08-31 | 2011-05-07 | |
| Rep | 證券交易 | 2009-08-31 | 2011-05-07 |
已採集記錄中暫無金管局登記。