| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2024-10-29 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2024-10-29 | - |
| ADS Securities Hong Kong Limited | Rep | 就證券提供意見 | 2018-03-15 | 2018-10-04 |
| Rep | 期貨合約交易 | 2018-03-15 | 2018-10-04 | |
| Rep | 證券交易 | 2018-03-15 | 2018-10-04 | |
| Rep | 槓桿式外匯交易 | 2018-03-15 | 2020-07-31 |