| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-09-15 | - |
| Rep | 提供資產管理 | 2026-09-15 | - | |
| Balance Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2026-05-04 | 2026-08-31 |
| RO | 提供資產管理 | 2026-05-04 | 2026-08-31 | |
| BOCOM International Asset Management Limited | Rep | 就證券提供意見 | 2022-04-06 | 2025-04-14 |
| Rep | 提供資產管理 | 2022-04-06 | 2025-04-14 | |
| Rep | 證券交易 | 2022-04-06 | 2025-04-14 | |
| Guosen Securities (HK) Brokerage Company, Limited | RO | 就證券提供意見 | 2021-10-21 | 2022-02-19 |
| RO | 證券交易 | 2021-10-21 | 2022-02-19 | |
| Rep | 就證券提供意見 | 2020-11-20 | 2021-10-21 | |
| Rep | 證券交易 | 2020-11-20 | 2021-10-21 | |
| GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2015-05-29 | 2017-02-03 |
| Rep | 提供資產管理 | 2015-05-29 | 2017-02-03 | |
| Rep | 證券交易 | 2015-05-29 | 2017-02-03 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-09-23 | 2011-06-18 |
已採集記錄中暫無金管局登記。