| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Lion Futures Limited | RO | 就期貨合約提供意見 | 2019-07-19 | 2021-11-30 |
| CHINA TIMES SECURITIES LIMITED | RO | 期貨合約交易 | 2018-07-10 | 2018-10-04 |
| Rep | 期貨合約交易 | 2018-04-18 | 2018-07-10 | |
| Rep | 證券交易 | 2018-04-18 | 2018-10-04 | |
| LT Finance Management Limited | RO | 就期貨合約提供意見 | 2016-08-12 | 2018-03-19 |
| LT Securities Limited | RO | 期貨合約交易 | 2016-08-12 | 2018-03-19 |
| Rep | 證券交易 | 2012-02-15 | 2018-03-19 | |
| Rep | 期貨合約交易 | 2011-11-01 | 2016-08-12 | |
| All Options Hong Kong Limited | Rep | 期貨合約交易 | 2009-09-24 | 2010-12-31 |
| Rep | 證券交易 | 2009-09-24 | 2010-12-31 |