| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-08-08 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-08-08 | 2021-08-19 |
| Rep | 證券交易 | 2014-08-08 | 2021-08-19 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2013-03-28 | 2013-04-05 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2013-03-28 | 2013-04-05 |
| Rep | 證券交易 | 2013-03-28 | 2013-04-05 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-10-14 | 2010-01-14 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2009-10-14 | 2010-01-14 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-10-14 | 2010-01-14 |