| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2010-09-17 | 2011-03-25 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2010-09-17 | 2011-03-25 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-10-29 | 2010-08-16 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2009-10-29 | 2010-08-16 |