| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-06-12 | 2014-03-26 |
| Rep | 證券交易 | 2012-06-12 | 2014-03-26 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2009-10-23 | 2009-12-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2009-10-23 | 2009-12-15 |