Personnel Hong Kong SFC License Details (ID 128844)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Hong Kong Flying Tiger Asset Management Co., Limited	RO	就證券提供意見	2026-03-06	-
	RO	提供資產管理	2026-03-06	-
SOPHIA SECURITIES (INTERNATIONAL) LIMITED	RO	就證券提供意見	2024-11-15	2025-10-31
	RO	提供資產管理	2024-11-15	2025-10-31
	RO	證券交易	2024-11-15	2025-10-31
Finex Hong Kong Limited	RO	就證券提供意見	2023-03-29	2024-11-12
	RO	提供資產管理	2023-03-29	2024-11-12
	RO	證券交易	2023-03-29	2024-11-12
	Rep	就證券提供意見	2023-03-07	2023-03-29
	Rep	提供資產管理	2023-03-07	2023-03-29
	Rep	證券交易	2023-03-07	2023-03-29
SUNFUND FUND MANAGEMENT LIMITED	RO	提供資產管理	2022-11-30	2023-01-29
SUNFUND SECURITIES LIMITED	RO	就證券提供意見	2022-11-23	2023-01-29
	RO	證券交易	2022-11-23	2023-01-29
SUNFUND FUND MANAGEMENT LIMITED	Rep	提供資產管理	2022-02-22	2022-11-30
SUNFUND SECURITIES LIMITED	Rep	證券交易	2021-08-26	2022-11-23
	Rep	就證券提供意見	2021-08-06	2022-11-23
SBI China Capital Asset Management Limited	Rep	就證券提供意見	2021-04-26	2021-05-04
	Rep	提供資產管理	2021-04-26	2021-05-04
TAIROS INVESTMENT MANAGEMENT COMPANY LIMITED	Rep	就證券提供意見	2019-03-20	2021-04-09
	Rep	提供資產管理	2019-03-20	2021-04-09
KGI ASIA LIMITED	Rep	證券交易	2017-10-03	2019-02-07
	Rep	證券交易	2017-07-24	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2017-07-24	2019-02-07
IDS FOREX HK LIMITED	Rep	槓桿式外匯交易	2016-04-20	2017-06-22
GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX)	Rep	槓桿式外匯交易	2013-04-05	2013-12-31
SOUTH CHINA COMMODITIES LIMITED	Rep	期貨合約交易	2010-08-05	2011-09-13
South China Forex Limited	Rep	槓桿式外匯交易	2010-08-05	2011-09-13
SOUTH CHINA SECURITIES LIMITED	Rep	證券交易	2010-08-05	2011-09-13
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	期貨合約交易	2010-05-27	2010-07-12
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	槓桿式外匯交易	2010-01-14	2010-03-31
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2009-10-23	2010-03-31