| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX) | Rep | 槓桿式外匯交易 | 2011-10-03 | 2018-08-31 |
| ADMIS Hong Kong Limited | Rep | 槓桿式外匯交易 | 2011-01-28 | 2011-06-16 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2010-05-13 | 2011-01-16 |
| Rep | 證券交易 | 2010-05-13 | 2011-01-16 | |
| Rep | 槓桿式外匯交易 | 2010-05-13 | 2011-01-16 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2010-01-04 | 2010-03-03 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2009-11-03 | 2010-03-03 |