| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-10-13 | 2025-05-29 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2010-02-18 | 2010-04-21 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-11-04 | 2010-04-21 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2009-11-04 | 2010-04-21 |