| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 提供自動化交易服務 | 2021-05-27 | - |
| RO | 證券交易 | 2021-05-27 | - | |
| Rep | 期貨合約交易 | 2021-02-17 | - | |
| Rep | 提供自動化交易服務 | 2021-02-17 | 2021-05-27 | |
| Rep | 證券交易 | 2021-02-17 | 2021-05-27 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-10-18 | 2015-08-16 |
| Rep | 提供自動化交易服務 | 2012-10-18 | 2015-08-16 | |
| Rep | 證券交易 | 2012-10-18 | 2015-08-16 | |
| Rep | 就期貨合約提供意見 | 2009-11-25 | 2010-07-05 | |
| Rep | 就證券提供意見 | 2009-11-25 | 2010-07-05 | |
| Rep | 期貨合約交易 | 2009-11-25 | 2010-07-05 | |
| Rep | 證券交易 | 2009-11-25 | 2010-07-05 |