| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mega Success Investment Management Limited | Rep | 提供資產管理 | 2026-10-08 | - |
| Pacific Crest Partners Limited | RO | 提供資產管理 | 2024-01-08 | 2026-04-30 |
| Golden K2 Securities Limited | Rep | 就機構融資提供意見 | 2020-08-07 | 2021-06-17 |
| Rep | 證券交易 | 2020-07-10 | 2023-05-10 | |
| Maxcess Capital Limited | Rep | 就證券提供意見 | 2020-07-10 | 2023-05-10 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-03-22 | 2020-07-07 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2017-08-21 | 2018-03-22 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-06-26 | 2020-07-07 |
| CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-11-30 | 2009-12-22 |
| Rep | 提供資產管理 | 2009-11-30 | 2009-12-22 | |
| Rep | 證券交易 | 2009-11-30 | 2009-12-22 |
已採集記錄中暫無金管局登記。