| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AUSTRAX ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2026-10-14 | - |
| AUSTRAX SECURITIES LIMITED | RO | 就證券提供意見 | 2026-08-12 | - |
| RO | 證券交易 | 2026-08-12 | - | |
| Golden Hen Securities and Futures Limited | Rep | 就證券提供意見 | 2024-06-07 | 2026-06-30 |
| Rep | 提供資產管理 | 2024-06-07 | 2026-06-30 | |
| RO | 期貨合約交易 | 2024-06-07 | 2026-06-30 | |
| RO | 就期貨合約提供意見 | 2024-03-12 | 2026-06-30 | |
| Rep | 期貨合約交易 | 2023-03-13 | 2024-06-07 | |
| Rep | 證券交易 | 2023-03-13 | 2026-06-30 | |
| Grand International Futures Co., Limited | RO | 就期貨合約提供意見 | 2018-04-20 | 2022-10-14 |
| RO | 期貨合約交易 | 2018-04-20 | 2022-10-14 | |
| Rep | 期貨合約交易 | 2018-02-28 | 2018-04-20 | |
| Lee Kee Store Company Limited | Rep | 期貨合約交易 | 2015-08-20 | 2018-02-20 |
| Golden Hen Securities and Futures Limited | Rep | 期貨合約交易 | 2015-01-02 | 2015-08-09 |
| Rep | 證券交易 | 2015-01-02 | 2015-08-09 | |
| VICTORY SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2010-01-04 | 2010-05-06 |
已採集記錄中暫無金管局登記。