| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Carlyle Global Credit (HK) Limited | Rep | 就證券提供意見 | 2022-09-21 | 2023-09-30 |
| Rep | 證券交易 | 2022-09-21 | 2023-09-30 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2015-02-09 | 2020-05-29 |
| Rep | 就證券提供意見 | 2015-02-09 | 2020-05-29 | |
| Rep | 證券交易 | 2015-02-09 | 2020-05-29 | |
| Oaktree Capital (Hong Kong) Limited | Rep | 證券交易 | 2014-03-14 | 2014-09-05 |
| TPG Capital, Limited | Rep | 就證券提供意見 | 2012-03-07 | 2014-03-06 |
| Rep | 證券交易 | 2012-03-07 | 2014-03-06 | |
| Morgan Stanley Asia Limited | Rep | 提供資產管理 | 2009-12-09 | 2011-09-01 |
| Rep | 證券交易 | 2009-12-09 | 2011-09-01 |