| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VELBRIDGE ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2020-02-10 | 2022-01-31 |
| RO | 提供資產管理 | 2020-02-10 | 2022-01-31 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2019-07-22 | 2019-12-25 |
| Rep | 證券交易 | 2019-07-22 | 2019-12-25 | |
| OnePlatform Asset Management Limited | RO | 就證券提供意見 | 2018-10-22 | 2018-12-13 |
| RO | 證券交易 | 2018-10-22 | 2018-12-13 | |
| Rep | 提供資產管理 | 2018-10-15 | 2018-12-13 | |
| Rep | 就證券提供意見 | 2011-09-23 | 2018-10-22 | |
| Rep | 證券交易 | 2011-09-23 | 2018-10-22 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-01-14 | 2010-07-02 |
| Rep | 證券交易 | 2010-01-14 | 2010-07-02 |