| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2013-02-04 | 2013-04-01 |
| Rep | 提供資產管理 | 2013-02-04 | 2013-04-01 | |
| Rep | 證券交易 | 2013-02-04 | 2013-04-01 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2010-03-10 | 2010-07-03 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-12-14 | 2010-07-03 |