| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Argonaut Securities (Asia) Limited | Rep | 就證券提供意見 | 2013-11-20 | 2013-12-04 |
| Rep | 證券交易 | 2013-11-20 | 2013-12-04 | |
| CGS International Securities Hong Kong Limited | Rep | 就證券提供意見 | 2012-09-03 | 2013-03-28 |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2011-10-26 | 2012-05-01 |
| Rep | 證券交易 | 2011-10-26 | 2012-05-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-10-11 | 2011-04-01 |
| MACQUARIE CAPITAL LIMITED | Rep | 就證券提供意見 | 2009-12-21 | 2010-08-16 |