| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 就證券提供意見 | 2017-07-31 | - |
| Rep | 證券交易 | 2017-07-31 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2017-02-20 | 2017-04-21 |
| Rep | 就證券提供意見 | 2014-03-03 | 2017-04-21 | |
| Rep | 證券交易 | 2014-03-03 | 2017-04-21 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-01-04 | 2011-05-20 |
| Rep | 證券交易 | 2010-01-04 | 2011-05-20 |