| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-10-28 | 2025-09-14 |
| Rep | 就證券提供意見 | 2021-10-06 | 2025-09-14 | |
| Rep | 證券交易 | 2021-10-06 | 2025-09-14 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-10-14 | 2021-07-23 |
| Rep | 證券交易 | 2020-10-14 | 2021-07-23 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2016-09-05 | 2020-08-14 |
| Rep | 期貨合約交易 | 2016-09-05 | 2020-08-14 | |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2009-12-29 | 2010-06-12 |