| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Beijing Securities Limited | Rep | 證券交易 | 2012-12-03 | 2013-01-15 |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | 期貨合約交易 | 2012-02-16 | 2012-11-02 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-01-25 | 2011-05-08 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-01-25 | 2011-05-08 |