| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | 期貨合約交易 | 2019-07-22 | - |
| Rich Union Securities (H.K.) Limited | Rep | 證券交易 | 2013-06-26 | 2013-10-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-12-30 | 2010-09-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-12-30 | 2010-09-01 |