| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2016-09-06 | 2020-02-14 |
| ISOLA CAPITAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-10-12 | 2015-11-12 |
| Rep | 提供資產管理 | 2015-10-12 | 2015-11-12 | |
| Rep | 證券交易 | 2015-10-12 | 2015-11-12 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2012-03-05 | 2015-09-09 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2010-01-12 | 2011-07-07 |
| Rep | 證券交易 | 2010-01-12 | 2011-07-07 |