| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2012-01-11 | 2019-03-29 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-12-20 | 2011-07-15 |
| KINGSTON SECURITIES LIMITED | Rep | 證券交易 | 2010-08-04 | 2010-09-29 |
| XinKong International Securities Limited | Rep | 證券交易 | 2010-01-21 | 2010-06-19 |