Swan, Dominic Noel (SFC:AUQ036) Hong Kong SFC License Details (ID 129248)

Swan, Dominic Noel (SFC:AUQ036) Hong Kong SFC License Details (ID 129248)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2019-10-24	2019-11-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2019-10-24	2019-11-01
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2019-05-20	2019-05-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2019-05-20	2019-05-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2019-01-24	2019-02-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2019-01-24	2019-02-01
Halbis Capital Management (Hong Kong) Limited	Rep	證券交易	2010-01-26	2010-02-25
HSBC Global Asset Management (Hong Kong) Limited	Rep	證券交易	2010-01-26	2010-02-25
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	證券交易	2010-01-26	2010-02-25