| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Marex HK Asia Limited | Rep | 證券交易 | 2015-11-10 | 2016-06-07 |
| Rep | 期貨合約交易 | 2014-12-16 | 2016-06-07 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2011-06-23 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2010-04-28 | 2011-06-23 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2010-04-28 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2010-02-22 | 2010-03-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2010-02-22 | 2010-03-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 證券交易 | 2010-02-22 | 2010-03-21 |