| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2014-06-18 | 2014-09-28 |
| Everbright Securities Global (HK) Limited | Rep | 證券交易 | 2012-02-22 | 2014-05-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2012-02-22 | 2014-05-28 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2010-05-04 | 2011-08-25 |
| Rep | 期貨合約交易 | 2010-05-04 | 2011-08-25 | |
| Rep | 證券交易 | 2010-05-04 | 2011-08-25 | |
| Rep | 就證券提供意見 | 2010-03-02 | 2010-05-02 | |
| Rep | 期貨合約交易 | 2010-03-02 | 2010-05-02 | |
| Rep | 證券交易 | 2010-03-02 | 2010-05-02 |