| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HONG KONG MINGDAO ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2025-09-02 | - |
| RO | 提供資產管理 | 2025-09-02 | - | |
| Grandshores Asset Management Limited | RO | 就證券提供意見 | 2022-05-16 | 2025-08-31 |
| RO | 提供資產管理 | 2022-05-16 | 2025-08-31 | |
| Vantum Asset Management Limited | RO | 就證券提供意見 | 2022-01-04 | 2022-04-27 |
| RO | 提供資產管理 | 2022-01-04 | 2022-04-27 | |
| Blackhorn Wealth Management Limited | RO | 就證券提供意見 | 2021-01-28 | 2021-11-30 |
| RO | 提供資產管理 | 2021-01-28 | 2021-11-30 | |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-03-02 | 2018-06-10 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-03-02 | 2018-06-10 |
| Soochow Securities International Futures Limited | Rep | 期貨合約交易 | 2015-06-25 | 2017-02-18 |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2015-06-03 | 2017-02-18 |
| Quam Securities Limited | Rep | 證券交易 | 2014-01-13 | 2015-05-09 |
| TSE'S SECURITIES LIMITED | Rep | 證券交易 | 2013-06-06 | 2013-12-12 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2010-03-05 | 2010-07-20 |
已採集記錄中暫無金管局登記。