| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2024-02-02 | - |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2021-09-09 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-08-05 | - |
| Rep | 證券交易 | 2013-09-30 | 2024-02-02 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-03-04 | 2010-08-21 |
| Rep | 證券交易 | 2010-03-04 | 2010-08-21 |
已採集記錄中暫無金管局登記。