| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Asset Management Limited | Rep | 提供資產管理 | 2019-03-13 | 2019-06-06 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2018-10-26 | 2019-06-06 |
| Rep | 證券交易 | 2018-10-26 | 2019-06-06 | |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-10-03 | 2014-07-07 |
| Rep | 提供資產管理 | 2012-10-03 | 2014-07-07 | |
| Rep | 證券交易 | 2012-10-03 | 2014-07-07 | |
| NNIP HONG KONG LIMITED | Rep | 就證券提供意見 | 2010-03-19 | 2011-08-31 |
| Rep | 提供資產管理 | 2010-03-19 | 2011-08-31 | |
| Rep | 證券交易 | 2010-03-19 | 2011-08-31 |