Dhupelia, Sunil
證監會中央編號:AUW922
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2026-06-04 | - |
| Rep | 就證券提供意見 | 2026-06-04 | - | |
| Rep | 證券交易 | 2026-06-04 | - | |
| RO | 就機構融資提供意見 | 2024-04-19 | 2026-06-04 | |
| RO | 就證券提供意見 | 2024-04-19 | 2026-06-04 | |
| RO | 證券交易 | 2024-04-19 | 2026-06-04 | |
| Rep | 就機構融資提供意見 | 2022-09-26 | 2024-04-19 | |
| Rep | 就證券提供意見 | 2022-09-26 | 2024-04-19 | |
| Rep | 證券交易 | 2022-09-26 | 2024-04-19 | |
| Credit Suisse (Hong Kong) Limited | RO | 就證券提供意見 | 2020-03-04 | 2022-06-15 |
| RO | 證券交易 | 2020-03-04 | 2022-06-15 | |
| Rep | 就證券提供意見 | 2018-07-18 | 2020-03-04 | |
| Rep | 證券交易 | 2018-07-18 | 2020-03-04 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2016-12-19 | 2018-04-12 |
| Rep | 就機構融資提供意見 | 2015-08-28 | 2016-12-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2010-04-07 | 2011-04-26 |
| Rep | 就證券提供意見 | 2010-04-07 | 2011-04-26 | |
| Rep | 證券交易 | 2010-04-07 | 2011-04-26 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2010-04-07 | 2011-04-26 |
| Rep | 就證券提供意見 | 2010-04-07 | 2011-04-26 | |
| Rep | 證券交易 | 2010-04-07 | 2011-04-26 |