| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yues Asset & Wealth Management Limited | RO | 就證券提供意見 | 2024-10-30 | - |
| RO | 提供資產管理 | 2024-10-30 | - | |
| Honghu Best Global Family Office Limited | RO | 就證券提供意見 | 2022-07-20 | 2024-10-20 |
| RO | 提供資產管理 | 2022-07-20 | 2024-10-20 | |
| RO | 證券交易 | 2022-07-20 | 2024-10-20 | |
| KINGDOM SECURITIES LIMITED (HK) | RO | 證券交易 | 2021-03-02 | 2022-06-08 |
| KINGDOM INVESTMENT MANAGERS LIMITED | RO | 就證券提供意見 | 2019-04-15 | 2022-06-08 |
| RO | 提供資產管理 | 2019-04-15 | 2022-06-08 | |
| CHINA HANYA ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2018-03-06 | 2018-09-13 |
| Rep | 提供資產管理 | 2018-03-06 | 2018-09-13 | |
| CHINA SKY SECURITIES LIMITED | RO | 證券交易 | 2016-06-07 | 2018-01-18 |
| Rep | 證券交易 | 2016-05-05 | 2016-06-07 | |
| FORMAX SECURITIES LIMITED | RO | 期貨合約交易 | 2015-12-18 | 2016-04-30 |
| RO | 證券交易 | 2015-12-18 | 2016-04-30 | |
| Rep | 期貨合約交易 | 2015-10-09 | 2015-12-18 | |
| Rep | 證券交易 | 2015-03-27 | 2015-12-18 | |
| SKYVAST SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-03-29 | 2015-03-06 |
| Rep | 證券交易 | 2011-03-29 | 2015-03-06 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-03-17 | 2010-06-01 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2010-03-17 | 2010-06-01 |
已採集記錄中暫無金管局登記。