| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tora Trading Services Limited (HK) | Rep | 期貨合約交易 | 2026-03-03 | - |
| Rep | 證券交易 | 2026-03-03 | - | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2022-03-24 | 2024-03-28 |
| Rep | 證券交易 | 2022-03-01 | 2024-03-28 | |
| SBI Securities (Hong Kong) Limited | RO | 證券交易 | 2019-02-27 | 2022-01-14 |
| Rep | 證券交易 | 2018-10-22 | 2019-02-27 | |
| Rep | 就證券提供意見 | 2018-10-22 | 2022-01-14 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2010-03-23 | 2010-03-28 |
已採集記錄中暫無金管局登記。