| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2017-07-12 | 2020-08-03 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2017-07-12 | 2020-08-03 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-30 | 2017-05-04 |
| Rep | 證券交易 | 2012-08-20 | 2017-05-04 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-08-20 | 2013-08-31 |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2011-01-11 | 2011-08-05 |
| MUSHK Limited | Rep | 證券交易 | 2010-03-30 | 2010-12-30 |