| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 就證券提供意見 | 2023-08-23 | 2024-05-31 |
| Rep | 證券交易 | 2023-08-23 | 2024-05-31 | |
| Yunfeng Financial Markets Limited | Rep | 證券交易 | 2011-10-10 | 2013-04-30 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2011-01-31 | 2011-07-05 |
| Rep | 證券交易 | 2011-01-31 | 2011-07-05 | |
| Rep | 證券交易 | 2010-04-16 | 2010-12-10 |