| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2012-02-27 | 2015-03-16 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2012-02-27 | 2015-03-16 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2010-04-20 | 2011-08-16 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2010-04-20 | 2011-08-16 |