| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2014-07-18 | 2014-07-25 |
| Rep | 證券交易 | 2014-03-06 | 2014-03-07 | |
| Rep | 證券交易 | 2013-09-16 | 2013-10-04 | |
| Rep | 證券交易 | 2013-03-06 | 2013-03-09 | |
| Rep | 證券交易 | 2012-04-19 | 2012-04-20 | |
| Rep | 證券交易 | 2011-04-08 | 2011-04-13 | |
| Rep | 證券交易 | 2010-04-23 | 2010-05-01 |