| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2023-09-01 | 2023-09-06 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2019-06-19 | 2019-06-20 |
| Rep | 證券交易 | 2017-12-05 | 2017-12-07 | |
| Rep | 證券交易 | 2016-01-27 | 2016-01-29 | |
| Rep | 證券交易 | 2015-03-30 | 2015-04-06 | |
| Rep | 證券交易 | 2014-10-13 | 2014-10-15 | |
| Rep | 證券交易 | 2014-05-05 | 2014-05-09 | |
| Rep | 證券交易 | 2014-03-24 | 2014-03-28 | |
| Rep | 證券交易 | 2013-11-01 | 2013-11-08 | |
| Rep | 證券交易 | 2013-06-14 | 2013-06-19 | |
| Rep | 證券交易 | 2013-03-12 | 2013-03-12 | |
| Rep | 證券交易 | 2012-06-18 | 2012-06-19 | |
| Rep | 證券交易 | 2012-03-22 | 2012-03-25 | |
| Rep | 證券交易 | 2011-11-25 | 2011-12-02 | |
| Rep | 證券交易 | 2010-04-28 | 2010-04-29 |