| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-12-01 | 2016-03-24 |
| Quam Securities Limited | Rep | 提供資產管理 | 2015-04-08 | 2015-09-01 |
| Rep | 證券交易 | 2015-02-27 | 2015-09-01 | |
| BRIGHT SMART FOREX LIMITED | Rep | 槓桿式外匯交易 | 2013-10-25 | 2014-03-20 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2013-10-25 | 2014-03-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2010-06-07 | 2011-09-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2010-06-07 | 2011-09-01 |