| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | 就證券提供意見 | 2025-11-13 | - |
| Rep | 提供資產管理 | 2025-11-13 | - | |
| Rep | 證券交易 | 2025-11-13 | - | |
| China Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2023-05-11 | 2025-10-27 |
| Rep | 提供資產管理 | 2023-05-11 | 2025-10-27 | |
| Rep | 證券交易 | 2023-05-11 | 2025-10-27 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-06-03 | 2021-08-18 |
| Rep | 期貨合約交易 | 2019-06-03 | 2021-08-18 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-03-10 | 2017-09-29 |
| CICC US Securities (Hong Kong) Limited | Rep | 證券交易 | 2014-09-11 | 2017-09-29 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 證券交易 | 2012-06-12 | 2017-09-29 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-06-14 | 2011-09-01 |
| Rep | 證券交易 | 2010-06-14 | 2011-09-01 |
已採集記錄中暫無金管局登記。