| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Interactive Brokers LLC | Rep | 期貨合約交易 | 2015-06-23 | 2016-01-08 |
| Rep | 證券交易 | 2015-04-17 | 2016-01-08 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2010-07-29 | 2011-05-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2010-06-14 | 2011-05-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2010-06-14 | 2011-05-01 |