| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) ( | RO | 提供資產管理 | 2017-11-16 | 2024-06-01 |
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | RO | 就證券提供意見 | 2014-04-01 | 2024-06-01 |
| RO | 期貨合約交易 | 2013-03-28 | 2024-06-01 | |
| RO | 證券交易 | 2013-03-28 | 2024-06-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-06-25 | 2011-04-02 |
| Rep | 證券交易 | 2010-06-25 | 2011-04-02 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 提供自動化交易服務 | 2010-06-25 | 2011-04-02 |
| Rep | 期貨合約交易 | 2010-06-25 | 2011-04-02 | |
| Rep | 證券交易 | 2010-06-25 | 2011-04-02 |