| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2026-09-10 | - |
| Rep | 就證券提供意見 | 2026-09-10 | - | |
| CLSA LIMITED | RO | 證券交易 | 2026-09-10 | - |
| China Securities (International) Corporate Finance Company Limited | RO | 就機構融資提供意見 | 2023-06-13 | 2026-06-29 |
| RO | 證券交易 | 2023-06-13 | 2026-06-29 | |
| Rep | 就機構融資提供意見 | 2023-03-20 | 2023-06-13 | |
| Rep | 證券交易 | 2023-03-20 | 2023-06-13 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2021-07-07 | 2023-02-28 |
| RO | 證券交易 | 2021-07-07 | 2023-02-28 | |
| Rep | 就機構融資提供意見 | 2021-01-20 | 2021-07-07 | |
| WRise Capital Limited | RO | 就機構融資提供意見 | 2018-10-25 | 2020-12-24 |
| Rep | 就機構融資提供意見 | 2018-08-29 | 2018-10-25 | |
| KGI CAPITAL ASIA LIMITED | RO | 就機構融資提供意見 | 2017-12-28 | 2018-07-31 |
| RO | 證券交易 | 2017-12-28 | 2018-07-31 | |
| Rep | 就機構融資提供意見 | 2015-05-11 | 2017-12-28 | |
| Rep | 證券交易 | 2015-05-11 | 2017-12-28 | |
| Rep | 就證券提供意見 | 2015-05-11 | 2018-07-31 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2012-03-05 | 2013-11-06 |
| BOCOM International (Asia) Limited | Rep | 就機構融資提供意見 | 2010-07-07 | 2011-06-25 |
| Rep | 證券交易 | 2010-07-07 | 2011-06-25 |
金管局記錄暫時無法載入，請稍後重試。