| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2024-08-19 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2024-07-15 | - |
| Rep | 證券交易 | 2024-07-15 | - | |
| Rep | 就證券提供意見 | 2018-12-24 | 2024-06-01 | |
| Rep | 證券交易 | 2018-12-24 | 2024-06-01 | |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 就證券提供意見 | 2015-06-30 | 2017-12-05 |
| Quam Securities Limited | Rep | 提供資產管理 | 2010-07-27 | 2011-04-01 |
| Rep | 期貨合約交易 | 2010-06-29 | 2011-04-01 | |
| Rep | 證券交易 | 2010-06-29 | 2011-04-01 |