| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2016-12-28 | 2017-12-30 |
| HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED | Rep | 就機構融資提供意見 | 2014-01-23 | 2015-04-01 |
| Rep | 就證券提供意見 | 2014-01-23 | 2015-04-01 | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2010-10-06 | 2013-12-01 |